Vridhi Capital corporate office
Policies & Procedures

Policy documents.

Download our official policies and guidelines — 20 documents available.

SEBI Registered
INZ000323534
NSE · BSE · MCX
Member across 3 exchanges
CDSL Depository
DP ID 12104000
PMLA Policy
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Beneficial Ownership Policy
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Policy and Procedure on Conflict of Interest
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Internal Control Policy
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Investor Grievances Policy
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Signature in Documents Policy
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Client Code Modification and Error Code Policy
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Pre-Funded Instruments Electronic Fund Transfer Policy
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Politically Exposed Persons Policy
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Policy Regarding Treatment of Inactive Dormant Account
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Client Fund Up Streaming and Down Streaming Policy
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Security Pledge Policy
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Risk Management Policy
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Cyber Security Policy
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Securities Operation & Risk Management (SORM) Policy
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Standard Operating Procedure (SOP)
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Surveillance Policy (SOP)
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Surveillance Policy – Trading
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Surveillance Policy – DP
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UNAUTHENTICATED NEWS CIRCULATION POLICY
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